Law - Finance Law

Programme structure and approach to learning:

This diploma provides participants with a comprehensive and in-depth understanding of the law in relation to the provision of financial services from a national and international perspective. This dynamic area is constantly subject to regulatory and statutory changes at both a European and national level.



The modules in this diploma will consider the current financial services market in Ireland and the regulatory framework in which it operates. Ireland is recognised as a global financial services and technology hub, and the course will examine the use of FinTech and RegTech in the industry. The course also focuses on specific technical and legal aspects, including a review of the underlying principles and characteristics of banking and financial markets, perspectives on corporate finance, and the regulatory issues that relate to domestic and international capital markets.



CPD

We have designed our courses to enable you to satisfy as much of your CPD requirement as possible. Time spent attending lectures and workshops in person or completing these via e-learning as part of your course can be claimed towards your annual CPD requirement. The number of hours of CPD that you may claim in relation to your diploma/certificate course will depend on the way in which you access each of the individual sessions. For further information, visit the CPD scheme and download the CPD booklet.



The Diploma Centre team will host our annual CPD conference in November 2023. This complimentary event is a dedicated management and professional development skills and regulatory matters session. We will post an invitation on your Diploma Hub page later in the year.

Modules

The programme is based on the following module scheme and covers key themes as listed below:



Module 1: Financial services market

Legislative provisions,

The Central Bank and regulation,

Investment firms,

FinTech.



Module 2: Industry sectors

Investment funds,

Insurance,

Pensions.



Module 3: Banking sectors

Regulation of banking in Ireland,

Codes of practice,

Corporate banking.

Individual Accountability Framework and SEARS.



Module 4: Loan financing

Loan Market Association,

Equity financing,

Recovery and restructuring.



Module 5: Capital markets and corporate governance

Bond markets,

International Swaps and Derivatives Association,

Irish Stock Exchange.

Corporate governance,

Money laundering,

Insider dealing and market manipulation.



Workshops

Workshops are a key feature of this course. These are designed to be interactive and involve working in groups on selected case study problems and analysis with an emphasis on the application of finance law to common scenarios encountered in practice.



Workshop Title Date Time

1 The Financial Services Market Tuesday 12 November 2024 6:00pm - 8:00pm

2 Regulation of Banking Tuesday 10 December 2024 6:00pm - 8:00pm

3 Loan Financing Tuesday 28 January 2025 6:00pm - 8:00pm

4 Exam Prep Workshop Tuesday 4 March 2025 6:00pm - 8:00pm

Who should attend?

This course is suitable for the following:



- Solicitors, trainee solicitors, paralegals, and other suitable professionals who wish to expand their knowledge of the financial services industry with a view to moving into the area;



- Solicitors, those in the banking industry, and other suitable professionals seeking to gain a thorough understanding of the rules governing the regulation of banking and a detailed knowledge of banking documentation;



- Tax consultants, accountants, bankers, fund managers and other suitable professionals who wish to familiarise themselves with the funds industry in Ireland; and



- Directors or relevant professionals who wish to familiarise themselves with compliance issues in relation to the financial services industry.



We welcome applications from others who are suitably qualified. Please explain your interest and set out any relevant experience in a cover letter and a brief CV. Such applications are subject to a supplemental fee of €335.

Application information:

The closing date for applications is 24 September 2024. To apply, follow the instructions below.



Solicitors and Trainees

To pay online click on the 'Register Now' button. For all other methods of payment including, draft, cheque and EFT please see our methods of payment .



Other Professionals

We welcome applications for this course from suitably qualified professionals. Your application must be approved before you can formally register on the course. To apply please email the following documents to diplomateam@lawsociety.ie :



A completed application form (see below):

Your Curriculum Vitae

A short cover letter setting out your relevant experience

Please note, for non-members this course is subject to a supplemental fee of €335 bringing the total course fee to €2,995. No fees are required prior to approval.

Delivery Method:

Lectures Tuesday 6pm-9pm with interactive workshops. Also available to view on demand.



CPD Hours:

The number of hours of CPD that you may claim in relation to this course will depend on the way in which you access each of the individual sessions. For further information and the booklet, see CPD scheme on our website.

Start Date: Tuesday 15th October 2024 at 6:00 PM.